Guidelines on the management of operational risk in market-related activities
- Status: Final and translated into the EU official languages
The Guidelines introduce principles and implementation measures for the identification, assessment, control and monitoring of operational risk in market-related activities. In particular, they aims to highlight supervisory expectations relating to specific arrangements, procedures, mechanisms and systems in trading areas that could prevent or mitigate operational risk events.
Documents
Summary of document history
Consultation on Guidelines on the management of operational risk in market-related activities
- Status: Closed
- Deadline: 30 MARCH 2010
Documents
Febelfin
(1.53 MB - PDF) Last update 26 February 2014
Erste Bank and Bank Austria
(71.41 KB - PDF) Last update 26 February 2014
CP35
(141.15 KB - PDF) Last update 26 February 2014
BNP Paribas
(677.72 KB - PDF) Last update 26 February 2014
Barclays
(35.72 KB - PDF) Last update 26 February 2014
UniCredit Group
(108.82 KB - PDF) Last update 26 February 2014
ING Financial Markets
(15.05 KB - PDF) Last update 26 February 2014
Zentraler Kreditausschuss
(33.19 KB - PDF) Last update 26 February 2014
Deutsche Bank
(794.87 KB - PDF) Last update 26 February 2014
French Banking Federation (FBF)
(314.99 KB - PDF) Last update 26 February 2014
European Banking Federation (EBF)
(69.34 KB - PDF) Last update 26 February 2014
British Bankers Association (BBA)
(52.88 KB - PDF) Last update 26 February 2014
Netherlands Bankers' Association
(95.18 KB - PDF) Last update 26 February 2014
Revised Consultation on Guidelines on the management of operational risk in market-related activities
- Status: Closed
- Deadline: 23 JULY 2010
Documents
UniCredit Group
(108.82 KB - PDF) Last update 26 February 2014
Feedback document
(195.13 KB - PDF) Last update 26 February 2014
British Bankers' Association (BBA)
(278.97 KB - PDF) Last update 26 February 2014
French Banking Federation
(43.22 KB - PDF) Last update 26 February 2014
Consultation Paper (revised)
(155.61 KB - PDF) Last update 26 February 2014
Danish Shareholders Association (DAF)
(27.4 KB - PDF) Last update 26 February 2014
The Institute of Operational Risk (IOR)
(31.35 KB - PDF) Last update 26 February 2014
Zentralen Kreditausschuss (ZKA)
(27.3 KB - PDF) Last update 26 February 2014
French Banking Federation - Annex
(122.35 KB - PDF) Last update 26 February 2014
Public hearings
Press contacts
Franca Rosa Congiu