Implementing Technical Standards on reporting and disclosures for investment firms
- Status: Final draft RTS/ITS adopted by the EBA and submitted to the European Commission
These draft Technical Standards on reporting requirements and disclosures include draft Implementing Technical Standards (ITS) on the levels of capital, concentration risk, liquidity, the level of activities as well as disclosure of own funds; and draft Regulatory Technical Standards (RTS) specifying the information that investment firms have to provide in order to enable the monitoring of the thresholds that determine whether an investment firm has to apply for authorisation as credit institution.
Links
Summary of document history
Draft Implementing Technical Standards on reporting and disclosures for investment firms
- Status: In force
- Application date:
- Compliance deadline:
Documents
Final Draft ITS on Reporting and disclosures for investment firms
(1.34 MB - PDF) Last update 30 June 2021
Annex I - Reporting for Class 2 investment firms
(52.46 KB - Excel Spreadsheet) Last update 30 June 2021
Annex II - Reporting for Class 2 investment firms
(334.98 KB - PDF) Last update 30 June 2021
Annex III - Reporting Class 3 investment firms
(25.03 KB - Excel Spreadsheet) Last update 30 June 2021
Annex IV - Reporting for Class 3 investment firms
(138 KB - PDF) Last update 30 June 2021
Annex V - DPM and validation rules
(37.95 KB - PDF) Last update 30 June 2021
Annex VI - Disclosure of own funds
(22.09 KB - Excel Spreadsheet) Last update 30 June 2021
Annex VII - Disclosure of own funds
(176.75 KB - PDF) Last update 30 June 2021
Annex VIII - Reporting on group capital test
(18.21 KB - Excel Spreadsheet) Last update 30 June 2021
Annex IX - Reporting on group capital test
(111.67 KB - PDF) Last update 30 June 2021
Annexes - ITS on supervisory reporting and disclosures.zip
(435.86 KB - ZIP Archive) Last update 11 May 2021
Reporting templates in other EU languages
(10.88 MB - ZIP Archive) Last update 18 January 2022
Links
Press contacts
Franca Rosa Congiu